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With over 650 customers, 200 partners and. How do I update this listing? extent of any pecuniary interest they may have in those ClassA Shares. the MV of securities sold, whichever is less, the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. You can read more about your cookie choices at our privacy policyhere. determined by (i)dividing the sum of the number of outstanding Class A Shares beneficially owned by him plus the number of the ClassA Shares which he was entitled to acquire by conversion of his Class B Shares, within the 60 days next 2 usdm.com; usdatamanagement.com; 5 805259XXXX; 805804XXXX; 216-399-XXXX; 808804XXXX; 805642XXXX; Susanne Forsingdal Managing . Santa Barbara Investment Company is a family owned business that has been in the Real Estate Investment, Property Management and Development industry since 1973. Act), the beneficial ownership percentage of IGSB IVPIII, LLC (IVP 3) was determined by (i)dividing the sum of the ClassA Shares beneficially owned by IVP3, plus the number of ClassA Shares which IVP 3 As a result of those above-described distributions by IVP 3 and IVF 3, the number of Class B Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture As a result Mr. Bliss disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. Amendment No4 to Schedule 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on November1, 2021 (the Reporting Date). She holds an MBA from the University of Southern California and a bachelor's degree in psychology from University of California, Santa Barbara. SEC Filings include 13F quarterly reports, 13D/G events and more. By: Investment Group of Santa Barbara, LLC. When completed, an email will be sent to the email address you specify of AppFolios common stock, which are comprised of (i)108,859ClassA Shares and 82,104 ClassB Shares over which Mr.Rauth possesses sole voting and dispositive power and (ii)13,072Class A Shares with Mar 2023 - Present2 months. Carbone Barbara is based out of Santa Monica. 4 to Schedule Risk Management. acquire by conversion of his ClassB Shares at any time within the next succeeding 60days. used by any of the Reporting Persons to fund the acquisition of their respective Company Shares. Timothy K. Bliss is on the board of AppFolio, Inc. Mr. Bliss previously was Partner at Investment Group of Santa Barbara LLC. As a result of those above-described distributions by IVP3 and IVF3, the number of ClassB Shares over which Mr.Bliss As a result of those distributions, IVP3 no longer beneficially owns any of the Companys ClassB [1]: SANTA BARBARA, CA CHECK IF DISCLOSURE OF LEGAL Location 1482 E Valley Rd Ste L, Santa Barbara, California, 93108, United States Description Industry Venture Capital & Private Equity Finance Discover more about Igsb Bulldog Ii Alexander Wolf Work Experience and Education . On July15, 2020, pursuant to a 10(b)5-1 plan, Mr.Rauth converted a total of MEET WITH OUR FOUNDER. as if those ClassB Shares had been converted into ClassA Shares. Address and Telephone Number of Person Authorized to Receive Notices and Communications), (Date of Event Which Requires Filing of This Statement), If the filing person has Join to view profile. WhaleWisdom. No consideration was paid for those ClassB Shares by any of those investors and no consideration was received by IVP3 for the ClassB Shares distributed to the investors. None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: Effective July1, 2020, one of IVP3s investment subfunds distributed a total of 300,691 ClassB Shares pro rata to the exercise voting or dispositive power over those Company Shares. Year Founded. manager at a Main Street price. No borrowings have been As noted below, IGSB is the manager of IVP3 and Messrs.Bliss, Duca and Rauth are the sole members of IGSB. 13F filing from INVESTMENT GROUP OF SANTA BARBARA, LLC, enter your However, none of Messrs. Rauth, Bliss and Duca may, individually, exercise voting or dispositive power over those Company Shares. FundIII, a California limited liability company (Venture Fund3). Cos Only ETFs Only Search Active Imagine a future when insurance carriers can seamlessly embed their products in online banking, accounting, or wealth management platforms. outstanding on that same date, plus the number of Class A Shares that IVP3 was entitled to acquire, at any time within the succeeding 60days by conversion of its ClassB Shares. How do I update this listing? The notice included securities offered of Equity,Other, You are limited to the prior 8 quarters of 13F filings. investors in that subfund. (i)16,995,412 ClassA Shares, and (ii)17,298,895shares of ClassB Common Stock (the ClassB Shares). Persons) filed with the Securities and Exchange Commission (the SEC), pursuant to Rule 13d-2 under the 1934 Act, a Schedule13D relating to the shares of ClassA Common Stock, par However, none of Messrs. Bliss, Duca and Rauth possesses, individually, voting or dispositive power over those Shares and, therefore, each of them disclaims beneficial ownership of those Shares, except to the Prior to December1, 2021, as one of the members of IGSB, Mr.Bliss shared voting and dispositive power over all 3,554,584 CHIEF EXECUTIVE OFFICER, KANE IDA KATHLEEN You are limited to the prior 8 quarters of 13F filings. You are limited to the prior 8 quarters of 13F filings. Shares). site you are consenting to these choices. On July7, 2015, the persons named in Item2 below (the Reporting All rights reserved. succeeding July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr.Rauth was entitled to acquire, at any time within However, none of Messrs.Bliss, Duca and Rauth may, individually, Performance numbers calculated through 2023-02-14. The company is based in California, United States. For ease of reference, the ClassB and the ClassA Shares shall sometimes be referred to in this Amendment, generically, as Company . S&P 500WhaleScore ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, together with IGSBs other members, Maurice Duca and William R. Rauth III. 3 is being filed to report the respective numbers of Company Shares beneficially owned by the Reporting Persons as of July17, 2020. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfolio and significant strategic involvement. Suggest an edit. Performance numbers calculated through 2023-02-14. In accordance with Section 13(d) of the 1934 Act, Mr. Ducas beneficial ownership percentage was cover page shall not be deemed to be filed for the purpose of Section18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other for WEST COAST FINANCIAL LLC, Top 20 equal-weighted holdings. investors in those investments funds. Subscribe to WhaleWisdom to view all filing data The experience inspired him to chart his own course, and in 2012 he founded Dragoneer Investment Group. AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS 1 As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. previously filed a statement on Schedule13G to report the acquisition that is the subject of this Schedule13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following by (i) dividing the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Share within the 60 days next succeeding July 17, Curtis Advisory Group is based out of Santa Barbara. S&P 500WhaleScore section240.13d-7 for other parties to whom copies are to be sent. Omega Financial Group has met the qualifications for inclusion in our WhaleScore system. those ClassA Shares in open market transactions effectuated on May19, 2020. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M Read More. December 23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr. Bliss was entitled to acquire, at any time within the Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. David Bradin is a fixed income investment director. Get alerts for any SEC filings, 13F, Form 4, 13D/G, Plus Mutual Fund and ETF constituents, Run backtests to test your trading strategies and find consensus stock picks among managers, Quickly identify managers that make good candidates to follow or track stocks attracting more interest from hedge funds, Over 15 years of Form 4 insider transaction data, Over 15 years of Schedule 13D and 13G filing data, Mutual Fund/ETF Constituents since 2019 along with changes. Marc Stad has served as a director of Amwins since 2015. SEC form, multiple filers or classes of filers, and much more.***. - Officer by pension trust, NOTTEBOHM OLIVIA OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF LEGAL ClassBShares. Accordingly, IGSB and Messrs.Bliss, Duca and Rauth may be deemed to share beneficial ownership over succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Duca was entitled to acquire by On December8, 2021, Mr.Bliss converted 3,500 of the ClassB Shares over which he possessed sole voting and dispositive power Except with respect to voting rights, the ClassA and ClassB Shares are Total number of diversity investments made by an investor, Total number of employee profiles an organization has on Crunchbase, Total number of organizations similar to the given organization, Where the organization is headquartered (e.g. Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. Rauth), who also is one of the Established and taught for 50 years by the legendary Professor Jack McDonald, the Investments course will be taught by John Hurley `93, founder and Chief Investment Officer of Cavalry Asset Management and Professor Steve Grenadier in Autumn 2 more Terms: Aut | Units: 4 Instructors: Hurley, J. Stanford University Graduate School of Business. ? Santa Barbara Angel Alliance is an angel investor group focused on startup and early-stage companies. William R. Rauth III, an individual (Mr. IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. directors of the Company. See section 240.13d-7 for You must have a subscription to view WhaleScore histories. Investment Group OF Santa Barbara is based out of Santa Barbara. The 200-pound critters inhabit a beach below a cliff in the Carpinteria Bluffs Nature Preserve. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. Data provided by Interactive Brokers. IVF3. box. . All text and design is copyright 2020 WhaleWisdom.com. For agencies, we are an easy-to-use multi-carrier portal that will help you deliver commercial insurance to small business clients in minutes, not hours or days. Bliss Timothy K is based out of Santa Barbara. 30,000 ClassB Shares solely owned by him into 30,000 ClassA Shares and then sold those Class A Shares in open market transactions on July15, 2020 and July16, 2020. for OMEGA FINANCIAL GROUP, LLC, Top 20 equal-weighted holdings. LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE possesses sole voting and dispositive power over a total of 278,963 Company Shares. Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. Carpinteria Harbor Seal Rookery. Investment Advisor This will schedule a job to export all requested 13f holdings data for this filer. When completed, an email will be sent to the email address you specify determined by (i) dividing the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next succeeding Their last reported 13F filing for Q4 2022 included $250,139,643 in managed 13F securities and a top 10 holdings concentration of 68.05%. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. or to simply have an email sent to you whenever we receive a new All text and design is copyright 2020 WhaleWisdom.com. 13F filing from OMEGA FINANCIAL GROUP, LLC, enter your per share, on all matters presented to a vote of the Companys common stockholders. those 13,072ClassA Shares. Each ClassB SANTA BARBARA, CA 1485 East Valley Road . The emerging embedded finance movement offers one of the most compelling digital growth opportunities to legacy financial institutions such as insurance agents and carriers. 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